“Compliance means conforming to a rule, such as a specification, policy, standard or law. Regulatory compliance describes the goal that organizations aspire to achieve in their efforts to ensure that they are aware of and take steps to comply with relevant laws, policies, and regulations.”
Regulation is ever expanding, and it is also burdening ever-smaller businesses with demands previously only expected of the largest organizations.
There comes a time when ad hoc processes supported by spreadsheets and emails just don’t cut it anymore.
This is where we come in. Alpha CCO is a software that helps streamline, simplify and automate compliance through the RCE© framework: Regulation – Control – Evidence.
With Alpha CCO, you can:
R: document any regulatory context your organization is subject to, like regulations from a financial authority (SEC, AMF, OSC, BCS), a law (Canadian AML, U.S. BSA), industry standard (ISO, HIPAA) or internal policy (Governance, Risk, Environmental);
C: specify any controls you’ve setup to monitor compliance;
E: capture and record the necessary evidence to ensure compliance goals and requirements are met.